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The SEC just dinged another Wall Street firm in a probe that’s claimed more than $400 million in fines from the likes of JPMorgan and Deutsche B...
Wedbush is the 11th firm the SEC has cited in an investigation into what it calls "abusive" pre-release practices around American Depository Receipts.
After Elon Musk’s tweets landed Tesla in hot water, an SEC heavyweight is looking to shore up the regulator’s social-media rules
SEC commissioner Robert Jackson was unhappy with what Elon Musk and the SEC agreed to earlier this year, ending their months long legal battle.
The SEC is reportedly investigating whether Boeing was transparent enough with shareholders about problems with the 737 Max
The SEC is investigating whether Boeing gave shareholders sufficient information about problems with its 737 Max aircraft, Bloomberg reported.
Tesla is shuffling its board of directors amid ongoing negotiations with the Securities and Exchange Commission
Tesla on Friday announced four members of its board of directors will leave their posts once their terms have ended.
The SEC hit Silicon Valley lender Prosper with a $3 million fine for inflating its returns to ‘tens of thousands of investors’
The Securities and Exchange Commission on Friday said online lender Prosper would pay a $3 million penalty for inflating returns to investors.
Tesla CEO Elon Musk said he will probably settle with the SEC over its motion to have him held in contempt of court.
The SEC revealed the punishment it wants Elon Musk to face if he violates the terms of their settlement in the future
It does not appear that the Securities and Exchange Commission will seek to bar Elon Musk from serving as Tesla's CEO.
Elon Musk and the SEC are in a fierce battle over one of Musk’s tweets — here’s what you need to know about their dispute
Elon Musk and the SEC are debating whether one of Musk's tweets violated a settlement they reached in 2018.
SEC rebukes Elon Musk, says his tweet about Tesla vehicle production was a ‘blatant violation’ of court settlement
The Securities and Exchange Commission scolded Tesla CEO Elon Musk in a new filing that disputes Musk's defense in ongoing contempt-of-court claim.
Wall Street firm Wedbush settles with the SEC, which accused it of ignoring an employee’s ‘long-running pump-and-dump scheme’
Wedbush will pay $250,000 and has agreed to be censured to settle a failure to supervise charge in a pending administrative proceeding, the SEC said.